Compliance AND AML

Trust through structuring. Security through expertise.

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In a financial world increasingly shaped by complex regulations and ever-evolving requirements, we support our clients with bespoke compliance and anti-money laundering (AML) advisory services. With in-depth market insight, regulatory expertise and entrepreneurial thinking, we are a trusted partner – from strategy to implementation.

Our expertise

We advise credit institutions, financial service providers, fintech companies and insurance companies in particular on regulatory issues relating to compliance and money laundering law.

Compliance
Development and implementation of company-wide compliance structures, consulting on MaRisk and BAIT, and establishment of monitoring and reporting systems.
Service overview

Anti-money laundering law
Support with risk analyses, setting up and optimising AML systems, suspicious transaction reporting and training concepts in accordance with the GwG (German Money Laundering Prevention Act).
Service overview

Sanctions law
Advice on EU and international sanctions, transaction checks, sanctions list screening and internal policy development.
Service overview

Reliable structures in a dynamic environment

Regulatory requirements are changing rapidly – and with them the demands placed on company-wide compliance systems. Whether a financial institution is aligning its processes with MaRisk and BAIT or a fintech company is launching its first control systems, the expectations of supervisory authorities such as BaFin, FIU and CSSF are high and apply to business models that are becoming increasingly digital, agile and complex. In this dynamic environment, we help to create order, manage risks and provide security.

An effective AML system is much more than just a control mechanismin today’s world. It must identify risk scenarios, train employees, systematically record suspicious cases – and be seamlessly integrated into existing processes. Companies quickly reach their operational and legal limits in this area, especially when it comes to innovative business models with fast transaction volumes or international connections. We work with you to develop AML structures that are not only legally compliant but also practical to implement.

Sanctions are also no longer a marginal issue, but are now critical to business. Even a single hit on a sanctions list can jeopardise international business relationships or cause considerable damage to your reputation. That is why we also integrate sanctions law into a holistic understanding of compliance – preventively, proactively and resiliently. This creates a protective shield that grows with your business model.