Compliance

Regulatory Expertise Meets Operational Insight – Delivering Impactful Advice.

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In a world where technological innovations and European regulations rewrite the rules on a daily basis, compliance is more than just an obligation – it is a strategic factor. In the financial sector in particular, it is crucial to have a thorough understanding of both your own company and the legal framework. This is exactly where we come in. Today, compliance means more than ever before: it means acting proactively.

Our clients rely on us to identify legal developments at an early stage and accurately assess their impact on their business model. To do this, we bring not only in-depth regulatory expertise to the table, but also a keen understanding of internal processes. The result is advice that is not only legally sound, but also operationally effective.

Our Services

We advise credit institutions, financial service providers, fintech companies and insurers in particular on the development and implementation of effective compliance structures.

Conducting regulatory risk and hazard analyses in the areas of money laundering, terrorist financing, MaRisk and criminal offences
Creation and ongoing maintenance of written rules on MaRisk, MaComp, sanctions, outsourcing and other regulatory issues
Supporting communication with supervisory authorities such as BaFin and CSSF
Project support in the implementation of findings from annual audits or special audits
Assumption of the role of external money laundering officer with regular on-site presence
Assumption of the role of ombudsman for confidential whistleblower systems

Forward-looking compliance

Increasing technological advances and European regulations are constantly challenging companies to establish new processes and adapt existing structures.

Our compliance advisory services combine regulatory expertise with a practical understanding of business processes. This enables us to create solutions that are legally sound and operationally feasible. In a constantly changing environment, we not only provide advice, but also take on specific tasks – from risk analysis to external money laundering compliance. This takes a noticeable and lasting strain off your organisation.

Talk to us about your compliance strategy.

Whether you need help assessing your regulatory position, have urgent questions or are looking to restructure, our team of specialized lawyers is here for you.